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The Determinants of Treatment Duration for Congenital Muscular Torticollis
Carolyn Emery
Background and Purpose. Although the success of conservative
management of congenital muscular torticollis has been well documented,
relatively little is known about the determinants of response to
treatment, such as treatment duration. The purpose of this study was to
determine how factors such as severity of restriction of range of
motion, age at initiation of treatment, and presence of a palpable
intramuscular fibrotic sternocleidomastoid muscle mass affect treatment
duration. Subjects. One hundred one children (mean age 4
months, SD=2.87, range=o.5-15.5) who were diagnosed with congenital
muscular torticollis and referred to physical therapy at British
Columbia’s Children’s Hospital (Vancouver, British Columbia, Canada)
prior to 2 years of age were included in the study. Methods.
Following a standardized initial assessment, parents were taught the
home treatment program, which included passive stretches of the
affected sternocleidomastoid muscle and strengthening exercises for the
contralateral side, and positioning and handling skills. Evaluation at
2 week intervals included measurement of passive neck rotation and
lateral flexion using an adapted standard goniometer. Treatment
duration was defined as the time between initiation of treatment and
achievement of full passive neck range of motion. Results.
Complete recovery (full passive range of motion) was achieved in all
but one of the children in this sample. The mean treatment duration was
4.7 months (SD =5.06, range 1-36). Correlations were noted between
severity of restriction and treatment duration (r=31) as well as
between presence of a mass and treatment duration (r=26). Multiple
regression analysts revealed that severity of restriction was the
strongest predictor of treatment duration. Conclusion and Discussion.
The results of this study will make it possible for therapists to
better predict treatment duration at the time of initial assessment. By
providing parents with more precise information about the length of
treatment, parents may be more willing to adhere to the exercise
program.
Congenital muscular torticollis (CMT) is a
musculoskeletal anomaly with a reported incidence in newborn infants of
0.3% to 1.9%. An infant with CMT has a restricted neck range of motion
(ROM) secondary to a short sternocleidomastoid (SCM) muscle. The two
current approaches to the treatment of CMT are surgical lengthening of
the muscle and, more conservatively, a stretching program to lengthen
the muscle. Because conservative management has been so successful,
surgery is typically done only in severe cases. Although the success of
the conservative approach has been well documented, little has been
reported to characterize thee determinants of a child’s responsiveness
to treatment (e.g., treatment duration needed for a desired clinical
effect). There are presumably interactive effects of determinants such
as restriction of ROM, age at onset of treatment, presence of a
fibrotic mass, and side of involvement.
The clinical features of CMT include a head tilt
toward the side of the shortened muscle and head rotation toward the
contralateral side. Facial asymmetries and plagiocephaly are also
frequently observed. A palpable intramuscular fibrotic mass in the
belly of the affected SCM muscles occurs in 20% to 83% of the muscles
and usually consists of fibrous tissue.
The two most frequently cited causes of CMT are
intrauterine malposition and birth trauma. These causes, however, may
not be mutually exclusive. Support for the birth trauma hypothesis
arises from the high incidence of complicated labour and deliveries
(22%-42% of CMT cases) compared with that for the general population
(3%-15%). Support for intrauterine malpositioning as a cause comes from
the high incidence of breech presentation at birth (17%-40% of CMT
cases) compared with that reported for the general population
(1.5%-7%). Support also comes from the incidence of congenital hip
dysplasias (10%-20% of CMT cases) compared with that reported for the
general population (1.2%-1.9%).
The cause of the fibrous mass observed in many
infants with CMT is unknown. Experiments with animals indicate that
venous occlusion results in fibrotic changes in muscle tissue. Some
researchers believe that the mass may therefore be a result of
intrauterine malposition or from trauma during delivery. The mass
appears within the first 3 weeks after birth and attains its maximum
size by 1 month. Without treatment, the mass gradually disappears by 2
to 6 months, leaving a shortened muscle. Some authors argue that all
cases of CMT are due to fibrosis of the SCM muscle, representing a
continuum from no palpable mass to a discrete mass.
If CMT is untreated, the soft tissues may not grow
relative to the child’s skeletal growth. Deep cervical fascia becomes
thickened, and as a result the carotid sheath and vessels also tighten.
A resultant cervical and compensatory thoracic scoliosis may develop.
Coventry and Harris, however, reported spontaneous recovery in six
infants with an SCM muscle mass with no intervention.
The success of passive stretching exercises in the
management of CMT is well documented. Morrison and MacEwen reported
good to excellent results in all children treated with conservative
measures before 1 year of age. Binder et al reported resolution of CMT
with conservative treatment by age 1 year in 70% of their patients,
regardless of severity of restriction of neck ROM or presence of focal
fibrosis.
Although little has been published on the
relationship between initial restriction of ROM and treatment duration
until clinical success is achieved, Canale et al reported that
individuals with a pre-treatment loss of greater than 30 degrees of
rotation were more likely to require surgery. Binder et al indicated
that the proportion of children with resolution of torticollis at age 1
year was greater in those with initial mild to moderate involvement.
Children referred to physical therapy before 1 year
of age have better outcomes than those referred later. The age at which
treatment is initiated has been reported as a key predictor of outcome
following conservative management. Cameron et al reported excellent
results (full rotation and no facial asymmetry) in 65%, good results
(full rotation and mild facial asymmetry, or mild limitation of
rotation and no facial asymmetry) in 27% and fair results (mild
limitation of rotation and mild facial asymmetry) in 8% of patients in
whom treatment was initiated prior to 3 months of age, 45% required
surgery.
The purpose of this study was to describe how
factors such as restriction of ROM, age of initiation of treatment,
presence of a palpable SCM muscle mass, and use of a prescribed collar
affected treatment duration.
Method
Subjects
Children who were diagnosed with CMT and treated at British Columbia’s
Children’s Hospital (BCCH) Vancouver, British Columbia, Canada) between
1989 and 1992 were the subjects for this prospective study. Information
was included in the data set if (1) the child was diagnosed with CMT
and referred by a family physician, paediatrician, or orthopaedic
surgeon; (2) the initial assessment and physical therapy program were
initiated prior to 2 years of age; (3) the child had restricted neck
ROM in lateral flexion or rotation relative to the contralateral side;
(4) the child’s parents attended the follow-up appointments about once
every two weeks initially and once monthly following the child’s
attainment of full neck ROM; and (5) the follow-up assessment and
treatment were conducted by the author.
Children were excluded from the study if (1)
treatment was initiated at another facility prior to the initial
assessment and initiation of treatment at BCCH, (2) additional medical
complications interfered with the standard stretching program, (3)
there was previous surgical correction for torticollis. (4) a
radiological examination indicated vertebral anomalies, (5) ocular
imbalance caused the head tilt, (6) there was any other diagnosed or
suspected syndrome (e.g., Down syndrome, Klippel-Feil syndrome,
multiple orthopaedic deformities), or (7) there was a nerve injury at
birth that may be associated with the CMT.
One hundred eighty-one children diagnosed with CMT
satisfied all of the inclusion criteria. They were all referred to
physical therapy at BCCH between September 1989 and September 1992. Of
this group, 58 children who had complied with the follow-up
appointments were excluded from the study because they had not
completed treatment prior to October 1992, when the statistical
analysis was completed. A further 22 children who were assessed
initially but failed to comply with the follow-up appointments were
excluded. One child who complied with the follow-up appointments was
included in the study, but the child’s data were excluded from the
statistical analysis because surgery was required. The remaining 100
children (mean age = 4 months, SD = 2.87, range = 0.5-15.5)
successfully completed treatment prior to October 1992 and their data
were included in the statistical analysis.
The birth history of the population of 181 children
was consistent with that in the report literature. The incidence of
complicated labour and delivery (forceps, vacuum extraction) in this
population was 29%. The incidence of breech presentation at birth was
16%. The incidence of congenital hip dysplasia was 9%. The clinical
features of the total group of children who successfully completed
treatment and whose data were used for the statistical analysis (n=100)
are summarized in Table 1.
Treatment Procedure
Treatment was initiated at the first visit at the BCCH physical therapy
department. The parents were provided with a
brochure to educate them about CMT and the home treatment program. The
parents were taught a stretching program to increase the infant’s range
of neck rotation to the affected side and neck lateral flexion to the
contralateral side.
Two people were required to stretch the infant’s
shoulders, stabilizing the clavicle, while the other person did the
stretching. Particular attention was paid to hand placement. For a
right-sided torticollis, the parent cupped the left side of the
infant’s face. The parent supports the skull under the occipital region
with the right hand. The same hand placement was used for right
rotation and left lateral flexion. Slight traction to gain relaxation
was applied prior to initiating full rotation of the head to the right
through the available ROM. At the end of the ROM, the stretch was held.
The lateral flexion stretch was also initiated with the application of
slight forward flexion and approximately 10 degrees of right rotation.
Finally, the head was moved laterally toward the left side so that the
left ear approached the left shoulder. Both stretches were held for 10
seconds and repeated five times each, twice daily. When full passive
range of motion (PROM) was obtained (i.e., symmetrical rotation and
lateral flexion with no resistance at the end of the ROM), the
stretching program was discontinued. To ensure that ROM was not lost
after the program was stopped, the child was again examined 1 month
after the stretching program was discontinued. In addition to the
stretches described, treatment included educating the parents about
positioning and handling skills that promote active e neck rotation
toward the affected side and discourage the child from tilting his or
her head toward the affected side. For example, having the child sleep
in a side-lying on the side of the tight SCM muscle provided a gentle
stretch of the contracted muscle and promoted skull symmetry. Having
the child play in a prone position with the neck extended encouraged
bilateral SCM muscle elongation. When the child reached 4 months of
age, if there was a significant head tilt toward the affected side, it
was found that the lateral head righting on the contralateral side was
weak. Parents were taught to strengthen the opposite SCM muscle using
the lateral righting response in upright, rolling, and side-lying
activities. At 4.5 months of age, if the child had a head tilt of 6
degrees or greater, a tubular orthoses was provided by the occupational
therapy department at BCCH. The TOT was essentially a collar made of
soft tubing, which the child wore while awake as an active correcting
device.
Data Collection
Data were collected prospectively. A standardized assessment form was
completed at the initial visit to ensure inclusion of the essential
data. During the patient’s first visit, a history was taken and a
physical examination was completed. A home treatment program was
initiated following the initial visit. The examination included an
ocular screening test to rule out ocular imbalance. Skull and facial
asymmetry were also assessed at this time. The information recorded for
study purposes included the infant’s age at the initial assessment,
side of involvement, presence of a palpable mass in the SCM muscle,
neck PROM (rotation and lateral flexion), extent of active neck
movement, angle of head tilt, and degree of lateral head righting.
Restricted neck motion was indicated by the absence
of PROM in rotation and lateral flexion compared with the contralateral
side. An adapted standard goniometer was used to measure PROM in
rotation and lateral flexion as well as the angle of head tilt. The
goniometer had two carpenter’s levels attached to its stationary arm.
One level was located parallel to the stationary arm of the goniometer
in midline. The other level was positioned perpendicular to the first
level at the end of the goniometer’s stationary arm. Two studies that
examined interrater reliability of similar instruments for the
measurement of cervical ROM yielded correlations of .86 to .96 and .58
to.89. All measurements done in this study were done by the author.
Neck rotation was the measured angle between the
sagittal plane of the head when the child was positioned supine with
the head centered (with the stationary arm of the goniometer maintained
in this plane using the perpendicular carpenter’s level) and the
sagittal plane of the head at the end of the passive rotation (with
moveable arm of the goniometer aligned with the infant’s nose). If the
child’s chin reached his or her shoulder, the degree of neck rotation
was 90 degrees. Infants typically have 100 to 120 degrees of neck
rotation to either side. The severity of restricted neck rotation was
measured as the proportion of the ROM (in degrees) on the affected side
to the ROM (in degrees) on the unaffected side.
The second component of the severity of CMT measure
was the range of neck lateral flexion. The degree of lateral flexion
was defined as the angle between the interorbital line when the
infant’s head was in a neutral position and the interorbital line when
the infant’s head was in a fully stretched position. This angle was
measured between the interorbital line when the infant’s head was in a
fully stretched position. This angle was measured between the
interorbital line with the head laterally flexed and a line through the
navel and sternum, parallel to the sagittal plane of the body. This
angle was measured with the goniometer. Infants typically have 85 to 90
degrees of passive neck side flexion. As with the rotation variable,
severity of restricted lateral flexion was the ratio of the angle on
the affected side to the angle on the unaffected side
Head tilt was measured with the child in a supported
sitting position. The goniometer was held 0.9m (3ft) in front of the
child at eye level. The stationary arm was maintained horizontal by
levelling the carpenter’s bubble and the movable arm was then aligned
with the lateral corners of the child’s eyes.
Follow-up visits were arranged for monitoring the
home program and reassessment. Passive neck rotation, lateral flexion,
and head tilt measurements were recorded every 2 weeks. For the
purposes of this study, the TOT duration was defined as the time from
the initiation of TOT use to the discontinuation of TOT use, when a
neutral head position had been achieved independently.
Treatment duration was defined by the time between
the initial assessment and achievement of full and easy ROM of the
neck, in both rotation and lateral flexion. This end point coincides
with the discontinuation of the stretching program but does not include
the following month, during which the therapist continued to assess the
child to ensure that there was no loss of ROM. The scope of this study
was limited to a single course of treatment and the length of time to
achieve full ROM. Because follow-up appointments took place every 2
weeks, recovery at a given date indicates that recovery occurred within
the previous 2 weeks.
Data Analysis
The Statistical package for the Social Sciences was used for all of the
statistical analyses done in this research. Means, standard deviations,
and ranges were calculated for age at initiation of treatment,
treatment duration, angle of head tilt, age at initiation of TOT use,
and TOT duration. Pearson Product-Moment Correlation Coefficients and
multiple regression analysis were used to analyze the determinants of
treatment duration. The level of significance for all statistical
analyses was accepted at .01. The multiple regression analysis was done
using data from the sample of children who achieved full recovery
(n=100) with treatment duration as the dependent variable. The
explanatory variables included were severity of restriction in
rotation, severity of restriction in lateral flexion, presence of a
mass, and age at initial assessment. Multiple regression analysis
identifies the factor specific contributions to treatment duration and
allows for statistical testing of significance of each variable,
controlling for all other factors.
Results
The mean age at initial assessment for the total group (n=100) was 4.0
months (SD=2.78, range =0.5-15.5). The mean age at initial assessment
was 1.9 months (SD=2.95, range=1-3.5) for the mass group (n=25) and 4.7
months (SD=2.95, range=0.5-15.5 for the no-mass group (n=75). The mean
age at initial assessment was 5.1 months (SD=2.68, range = 1-15.5) for
the infants requiring a TOT (n=30) and 3.5 months (SD=2.56,
range=0.5-15) for the infants not requiring a TOT (n=70). The child who
required surgery was 2.5 months of age at the initial assessment and
had a large palpable mass; the decision for surgery was made when the
infant was 14 months of age.
The children with a mass typically presented a
diagnosis of CMT at a younger age than did the children with no mass.
The older the children were at the initial assessment the more likely
they were to have a significant head tilt (.6º) and to require a TOT.
In the total group, the mean duration was 4.7 months
(SD=5.06, range=1-36). The mean treatment duration was 6.9 months
(SD=7.98, range =2-36) for the mass group and 3.9 months (SD=3.35,
range=1-16) for the no-mass group. The mean treatment duration was 7.2
months (SD=7.81. range=1.36) for the TOT group and 3.6 months (SD=2.81,
range=1-12) for the no TOT group. Thus, the children with a more
significant head tilt also took longer to achieve full ROM.
For the TOT group, the mean initial head tilt was
13.5 degrees (SD=4.41, range 4-15.5). The mean length of time the TOT
was required (i.e., neutral head position was achieved) was 5.2 months
(SD=2.81, range=1-12.5). No children required the TOT after full neck
PROM was achieved and the stretches were discontinued.
Multiple regression analysis revealed severity of
restriction of neck rotation as the only significant predictor of
treatment duration only in the no-mass group (p=.002)
For the no-mass group, an equation was determined to
predict treatment duration when severity of restriction in rotation had
been identified:
Y= -.012x + .824
Where x=treatment duration (in months) and y=severity of restriction in rotation (affected side/unaffected side) (R²=.1472)
Discussion
Full recovery was achieved in all except one of the children in the
study. This result appears to exceed the results reported in other
studies. Cameron et al reported the necessity for surgical intervention
in 45% of children who started a passive stretching program at age 3
months or older and no necessity for surgical intervention in children
who started the program before age 3 months. Morrison and MacEwen
demonstrated good to excellent results (achievement of full neck ROM
with or without mild persistence of head tilt and/or facial asymmetry)
in children treated with passive stretching exercises before 1 year of
age; however, 16% of the children in the study underwent surgery.
Binder et al reported full recovery by 12 months of age in 70% and
surgical intervention in 6% of their sample (the remainder were
unresolved at 1 year of age, failed to comply with follow-up, or
refused surgery). It should be noted, however, that the stretching
techniques used in other studies were not specifically described. In
some of the studies, only one stretch in rotation was used in treatment.
My data suggest that the age at initiation of
treatment does not affect treatment duration, provided treatment is
initiated prior to 2 years of age. Although other investigators
suggested that age at initiation of treatment is a key predictor of
outcome, they did not examine the relationship of age to treatment
duration. In my sample, age at first treatment was related to severity
of restriction in ROM and the presence of a mass. Typically, infants
with a palpable mass or a severe restriction in neck movement are
referred to physical therapy at an earlier age than those without a
mass or with minimal restriction. It is my clinical experience that
when a mass is not present, CMT may not be apparent until the child
ages, when head control improves and the infant’s head tilt becomes
obvious.
The younger the children were at the initial
assessment, the less likely they were to have a significant head tilt
and to require a TOT. Perhaps early strengthening exercises for the
contralateral SCM muscle assisted the younger children with achievement
of a neutral head position without the need for a TOT.
My data suggest that younger children had a greater
restriction in both neck rotation and side flexion. The more severe the
limitation in rotation, the longer the treatment duration necessary
(r=.31). Even though there was a strong relationship between severity
of restriction in lateral flexion (r=.42), treatment duration was not
related to severity of restriction in side flexion.
Binder et al rated severity as mild, moderate, and
sever and demonstrated better outcomes for the mildly restricted group;
however, limitations in rotation and lateral flexion were not examined
independently.
The presence of a mass was related to age at initial
assessment (r=-.42) and severity of limitation in rotation (r=.46).
Children with a mass tended to be younger at the initial assessment and
had greater restrictions in neck rotation than children without a mass.
These findings are consistent with those of Binder et al. In my sample,
the group of children with a mass were treated three months longer on
average than the group with no mass. In their mildly and moderately
restricted groups, Binder et al reported better outcomes in the
children with a mass than in those without a mass.
Severity of restriction in rotation was a strong
prediction of treatment duration in the no-mass group but was not a
significant predictor in the mass group. My data indicate that the
children with a mass require longer treatment, irrespective of the
severity of restriction in rotation.
The reliability of measurements obtained with the
adapted standard goniometer used in this study was not tested, and my
results should be viewed with this limitation in mind. The measurements
were also not taken in a blinded fashion, which may have affected my
results. In addition, there was quite a large attrition rate. Finally,
because there was no control group, some of the recovery could have
been due to the natural history of CMT.
Conclusions
Conservative management of children with CMT appears to be very
successful if initiated prior to 2 years of age. Full recovery was
achieved in all except one of the children in the sample. It is
impossible, however, to determine the number of children who might have
shown spontaneous recovery without any treatment. The severity of
restriction of neck rotation was a significant predictor of the
treatment duration needed for full recovery who initially had no
palpable mass. An equation has been provided to assist therapists in
predicting treatment duration at the initial assessment if the child
has no palpable mass. Children with masses, who were typically younger
and had more severe restrictions in ROM, required longer durations of
treatment than those without masses. Regardless of severity of
restriction, a longer treatment duration (a mean of 6.9 months in this
study) was needed for children with masses. Children requiring a TOT
secondary to a significant head tilt (>6º at age 4.5 months or
older) also took longer to achieve full neck ROM. Age at initial
assessment, side of involvement, and the child’s gender were unrelated
to treatment duration. In spite of my results, for practical reasons I
believe that early initiation of treatment is important because parents
typically have more difficulty with the stretches as the child becomes
older and stronger.
The purpose of this study was to characterize the
determinants of treatment duration when a specific conservative
treatment program had been carried out for children with CMT. The
results of this study will allow physical therapists to better educate
parents about the expected length of time they will be required to
carry out home exercise programs. Not only will these results allow
therapists to predict treatment duration in children without masses,
but it will give therapists an estimate of the boundaries of treatment
duration for children with CMT.
Future Study of children with CMT could include the
determination of the rate of spontaneous recovery. In addition, it
would be interesting to compare different frequencies or intensities of
home treatment programming and the effect on speed of recovery.
Acknowledgments
I thank Her Emery, Ruth Milner, and Bonnie Sawatzy for their
assistance, support, and guidance in the completion of this study. I
also thank Carole Jacques (Occupational Therapist, BCCH) for her
assistance in the treatment of the children in this study.
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